The History of General Officer Ranks

 

 

 

Introduction:

 

There are many intensive studies of military rank structure.  The varying structures and their evolution can be very complex when one considers the sheer number of nations and different eras in time, and war, during which ranks have been employed.  The goal here is to provide a fairly simple and basic explanation of how the General Officer rank evolved and how it was structured during World War Two….the era which this site is focused on. 

 

It would be too easy to turn this into a lengthy dissertation on the history of high ranks which would be indigestible to the many readers looking only for some quick, historical reference.  However, if this condensed overview prompts you to further interest, there exists much more in-depth information available all over the web which you can access simply by using the search engines. And I strongly encourage you to do so, as some fascinating historical information is out there, and it may help you to understand rank and military structure across all ranks, rather than just that of the General officer.

 

 

The Ultimate Power: A General Officer

 

Whether it be the stars on the shoulders, the gold braid, or the baton clutched in a gloved hand, these are all universally recognizable symbols which tell us that this is a military man with the ultimate in power and authority; a General Officer!

 

Generals, Admirals and Field Marshals have some of the most recognizable names in military history….even those of us with the vaguest of military knowledge most certainly recognize the names of Julius Ceasar, Napoleon Bonaparte, George Washington, Dwight Eisenhower, or Erwin Rommel.  Some have familiar nick-names such as “the Desert Fox”, “The Little Corporal” or “Ike”, and some are famous from uttering such defining quotes of the moment as, “I shall return” and “Nuts”. 

 

Many are men entire nations turned to for inspiration during trying times, and will be forever revered.  And a few are those who will similarly forever live in infamy over the large number of needless lives lost, or the atrocities they were a part of.  War, after all, has its ugly side as well.

 

But how and from where did these ultimate positions evolve, and where did some of the symbolism come from?

 

 

 

 

The Evolution of General Officer Command Ranks:

 

Rank generally implies the size of a command, within a defined system of ranks and commands.  In today’s armies there are some minor differences between countries, but the basic command structure has been similar for many centuries.

 

The structure of military rank had its early beginnings in ancient Persia and Greece, where each culture had unique terminology to describe both a manageable fighting group, and the individual who commanded it. However, it wasn’t until the evolution of Rome that a more formal rank structure and rank terminology developed that is still familiar to many in modern times.  Movie enthusiasts have surely seen many of the Roman epics featuring the Roman Legions and the various military ranks of “Centurion”, “Tribune” and “Legionaire”. 

 

At the top of the Roman rank structure, was the “Legate”, who commanded a Roman Legion.  The Legate typically was an elected Roman official serving a fixed term, such as a senator.  In turn, the Legate commanded six Tribunes, with each Tribune commanding the rough equivalents of a brigade of men. This Legate was roughly, the first “General” officer rank, though the term “General” was still many centuries from being coined.

 

 

Rank structure continued to evolve into the middle ages and some of the terminology we are now familiar with began to develop.  Medieval Kings often had to assemble their own armies, as need would arise to defend their land or seize another, and as a result required leaders to direct these armies and lead them.  These command appointments were typically seen as an honor with the King giving a royal commission to certain elite members of the aristocracy to serve as officers in his army.  The highest commission was provided to the Vassal Lords, who were commissioned as Captains.  At the time, Captain was the highest command rank to direct groups of soldiers in the field, and these groups were made up of a company size number of soldiers.

 

However, as the King’s armies grew, the army would be made up of many companies, with many Captains, and there became a need for a higher command authority to direct the army overall.  As a result, the King would choose one of his Captains and give him ultimate authority over all the other Captains and the entire army.  This authority, and new rank, was termed “Captain in General”, which was eventually shortened to the term “General” and is the basis for the development of the rank of that we are so familiar with today.

 

So, in these early days a “General” became the highest rank to direct all of the armies on the field. But what of all the other General officer ranks that evolved?   As these armies grew in size, so too did the need for the General to have subordinate General officers to help him coordinate and direct these large commands. The first subordinate General rank to evolve was the “Lieutenant” General.  The name of this rank came about because typically while the Captain General was away he would have his assistant, or Lieutenant, take over the army.  And, since this Lieutenant must have the power to command other Captains, which were technically above his rank, he became the “Lieutenant General”.  And, as you may have guessed by now, as the armies got even bigger this Lieutenant General would of course also require an assistant or subordinate officer with command authority.  Below a Lieutenant rank was the chief administrative officer, or Sargeant Major…which of course was pressed into command service as well, with his title also evolving and being later shortened to “Major General”.  This is why a Lieutenant General outranks a Major General, even though in field grade officers a Major outranks a Lieutenant. 

 

Those are the “basic” ranks of General Officer, and how they came into being.  However, over time other higher ranks of General were created, and not every country has the exact same rank system, so there is some variation. The next highest rank above General is “Colonel General”, which is used by a few countries, Germany being the most notable of course. Colonel General indicates the highest level of General….above that of full General, in the rank structures it is used.  In fact, in German the translation is quite literal as the rank is known as Generaloberst, with “oberst” being the German word for ‘highest’ or ‘topmost’. In other words, Highest General.  This rank of Colonel General then is higher than all other General ranks……except the Field Marshal.

 

 

 

 

The Rank of Field Marshal/Marshal:

 

The rank of Field Marshal is the highest General Officer rank, though there have been instances in a few occasions of ranks bestowed which are equal to or higher, those often being honorary or political in nature so as to designate a political leader with ultimate authority.

 

The Field Marshal rank has also evolved from the middle ages, and originates from the old German term Marhahscalah, or servant of the horse.  The Marahscalah was the keeper of the King’s horses and responsible for commanding the king’s cavalry troops.  As such, he held high office in the royal household and exercised authority over the King’s troops, especially as they expanded into larger armies, at which point he became a sort of Commander in Chief for the King.  “Field Marshal” wasn’t officially employed as a military rank, however, until the 1300’s, though it was the 1700’s when it finally became recognized as a higher rank than General.  This rank achieved its ultimate notoriety during World War Two when Hitler promoted a total of 26 men to the rank over the course of the war.

 

The Field Marshal rank is one that, in modern times, is primarily used during times of large scale war, such as a world war, when the necessity to command various large bodies of troops in campaigns is such that senior positions must be created.  At present time, none of the major powers has an active military rank of field marshal, or the equivalent.

 

 

 

 

General of the Army:

 

General of the Army is a rank equivalent to Field Marshal, and is used in countries that do not have a Field Marshal rank, most notably the United States.  The rank title designates the position as being in command of the nation’s army, or army in the field during a time of major conflict.  In the U.S. it is a 5-star General officer rank and in modern times was first instituted (as a 5-star rank) in 1944 during World War Two, with only five men achieving the rank.  One of them, Dwight Eisenhower, later became President of the United States.

 

General of the Army rank has an interesting early history in the U.S., as it was first instituted in 1866 when Congress created the rank and conferred it upon Ulyssess S. Grant.  At the time Lieutenant General was the highest rank, so the General of the Army of 1866 was the equivalent of a 4-star rank.  General’s Sherman and Sheridan were also awarded and wore this rank until 1888.

 

The rank was again revived in 1919, awarding John Pershing the rank of General of the Armies, the equivalent of the first five star General in the nation’s history.  General of the Armies, however, is considered a higher rank than General of the Army, so in today’s army it would be a six star rank.

 

(The portrait at right is painted and provided courtesy of  http://www.honorthyheritage.com/)

 

 

 

 

 

Admiral Officer Rank:

 

The equivalent of a General officer in the World’s navies is of course, the Admiral. The term Admiral is of Arabic origin, coming from the word “Amir-al-bahr”, a term the Arabs used with their seafaring forces which translated to ‘commander of the seas’.  The term was eventually picked up and used by latin speaking cultures, later condensing the term to Amiral, which is the foundation for the word in its current recognizable form. 

 

Much as with General officer ranks, an Admiral also has subordinate ranks that have evolved, with their own terminology.  The various Admiral ranks now in use originated from the English navies in the 1600’s. Typically an Admiral would command from the lead of the fleet. However, as the fleet size expanded the Admiral would at times command from the middle or main body of the fleet, at which point he would appoint his Lieutenant or “Vice Admiral” to serve in his place and command from the lead group of the fleet.  The Vice Admiral also had a lieutenant of his own who would serve as commander of the rear or reserve portion of the fleet, and this position resulted in the position we know as “Rear Admiral”.

 

Admiral ranks are known as “flag officer” ranks because Admiral’s have their own distinctive command flag to indicate they are on board and are the designated command ship, which is where the term “flagship” comes from.

 

 

 

 

The Rank of Grand Admiral/Fleet Admiral:

 

As with the Field Marshal rank, there also exists a highest rank for the Admirals as well.  In the German Navy, the highest Admiral rank was known as a “Grand Admiral” (Grossadmiral) and was the equivalent naval rank to a Field Marshal in the army.  This rank also exists in other nation’s navies, but uses different terminology, such as Fleet Admiral, Admiral of the Fleet or Admiral of the Navy.  As with the Field Marshal rank, it is a rank largely used during times of major conflict or world-wide war and does not typically exist during peacetime.

 

The rank is usually given to an Admiral that either commands the entire Navy, or is in command of multiple fleets.  The Fleet Admiral rank dates all the way back to the middle ages where a nobleman was appointed by a monarch or king to raise and command an entire navy for a war campaign.  The British Royal Navy has had an Admiral of the Fleet since 1795, at one time temporarily changing the name to “First Sea Lord”.  The British ceased appointments to this rank in 1996.

 

The rank of Admiral of the Soviet Union Fleet in Soviet Russia was a confusing one, as Stalin struggled with creating the rank title as well as the rank insignia.  Kuznetsov, who was one of the first to be assigned the rank, was initially provided with four star rank insignia, which he wore for a short period of time.  He later was provided with yet another set of new shoulderboards with large Marshal stars, similar to the army rank boards, as the rank was supposed to correspond with the army’s Marshal of the Soviet Union rank.

 

 

 

 

 

 

 

Higher Ranks (6-Star Equivalent)

There have been a few instances where ranks were created which are higher than Field Marshal, or General of the Army, and in some cases they have been honorary or politically self-appointed.  There can be many of these if you include some of the political and para-military organizations that evolved in other countries (such as Nazi Germany), but for the sake of space I will only include the ranks that had military basis or military command involved with a major power.  It can also get rather complicated the farther back in time you go, as for instance, the U.S. military had nothing higher than a Lieutenant General rank in the early years, so a higher rank at that time is not quite the equivalent that it would be in today’s ranking system.

 

 

Reichsmarschall

The rank of Reichsmarschall was held by Hermann Goring during World War Two, and made him the highest ranking officer in all of Germany, the equivalent of a 6-star General.  Hitler promoted Goring to this rank so that Goring would have authority over all the other Wehrmacht officers.  As Hitler’s deputy, and successor, bestowing this rank on Goring left no question as to who would inherit military power should something happen to Hitler.  As Reichsmarschall, Goring had a personal hand in creating some of the most flamboyant uniforms and insignia of modern times, and was known to change his uniforms several times a day. The Reichsmarschall rank dates back to the 12th century.

 

Generalissimo/Generalissimuss

The term is Italian, meaning “utmost to the highest grade”, and is most typically associated with individuals who are in a powerful ruling position within their country, and often run a militaristic state.  During the World War Two era Chang-Kai-shek and Josef Stalin were the most notable figures with this position, Stalin awarding it to himself upon conclusion of the war.  While Stalin had various prototype insignia produced for this rank, he was never known to wear a distinct insignia, instead continuing to wear his Marshal of the Soviet Union shoulderboards.

 

General of the Armies

In 1919 General John Pershing was appointed “General of the Armies of the United States” in recognition of his performance as the commander of the American Expeditionary Force.  Technically, it is unclear whether this was a five or six star rank, but Pershing was allowed to create his own insignia and decided to retain his four star rank, though he changed the stars to gold rather than silver.  And, on July 4, 1976, through a resolution of congress U.S. President Gerald Ford had George Washington posthumously promoted to General of the Armies.  The resolution stated that “it is considered fitting and proper, that no officer of the United States Army should outrank Lieutenant General George Washington”.

 

 

Admiral of the Navy

George Dewey, an Admiral who famously served during the Spanish American War was the first, and only person to ever have achieved the rank of Admiral of the Navy in the United States, a rank bestowed by Congress as an award for his service, along with a medal that was named in his honor.  Dewey had a distinct set of insignia created for his rank to differentiate it from that of a four star Admiral.  Dewey’s shoulderboards had four stars in a straight line overlapping two fouled anchors. He also had distinctive collar and cuff insignia.

 

 

Reichsfuhrer SS

Initially an appointment, once World War II began this rank was recognized as the highest rank in the German SS, equivalent to that of a Field Marshal or Grand Admiral, and was held for the duration of the war by Heinrich Himmler.  As Reichsfuhrer SS, Himmler would go down in history as the man behind the extermination camps, responsible for the torture and death of millions of civilians, Jews and Russians. Though possessing no battlefield experience whatsoever, in the closing months of the war Himmler was given command of two army groups by Hitler.  Miserably failing at both opportunities, he abandoned his command, took sick leave, blamed others for his failures and sent his resignation to Hitler.  He was later captured by Allied troops disguised as a regular soldier, and committed suicide by taking cyanide during interrogation, thus escaping the hangman’s noose.

 

 

 

 

 

The Symbolism of Rank

Insignia, and titles or rank, serve to allow soldiers a means by which to quickly identify each other as to where they fall in the hierarchy, as well as in the early days when uniforms were not always present, to identify each other on the battlefield.  As with the rank titles, the symbols and insignia used to identify high rank have evolved over the centuries and are now somewhat universal, though each nation has its own identity and culture when it comes to the use of stars versus rank pips, swords or batons and so on.

 

 

Rank Insignia:

The earliest use of command rank insignia was as simple as a sword, a colored sash or a colored plume on a hat or helmet.  In later times these symbols of rank were the type and number of buttons on the coats or sleeves, or the amount of gold braid.  In any case, rank insignia was required as an instantly recognizable symbol that could be seen by troops near and afar.

 

In modern times, with modern communications, many of those symbols are now subdued as the need is no longer there to visually recognize a commander on the field.  Yet, even though subdued, the symbolism is still retained on uniforms in long standing traditions.  Much of the individual symbolism that militaries use in their General officer ranks have been incorporated from designs used by their individual countries, which is why in the United States you see stars (as in the stars and stripes of the flag), and why in the British armed forces you see the King or Queen’s crown incorporated as a rank device.  The only standardization that you will notice today across all nations is the use of shoulder boards, collar devices or sleeve stripes in the case of the navy Admirals.

 

Field Marshal’s batons:

From the early use of sceptors by Roman emperors, it seems that a stick or ‘wand of office’ was used to indicate that the holder had ultimate power.  The first use of a baton to symbolize military power was by the Roman Legate, who wielded a white baton to represent his ultimate authority as representative of the emperor.  Later the French and Napoleon, in particular, borrowed the idea from the Romans and created ornate batons for their Generals and Marshals (it was not just Field Marshals who wielded batons, as many Generals used them in the past as well).  The word ‘baton’ is French meaning “stick” or “staff”, and both the term ‘baton’ and the tradition of creating ornate, bejeweled batons originates from the French influence during this time.

 

Over the last couple of centuries there have been many ornate Marshals batons created by the French, English and Germans.  To the right is a picture of the earliest known insignia ever unearthed in archaeology, the sceptor of Emperor Maxentius, who ruled Rome from 306 – 312 A.D.

 

 

 

 

 

Levels of Command

To better understand the command authority each level of General officer obtains, here is a brief listing of each various command size and the corresponding rank or ranks capable of command.  Note that the size of the command can vary with each country and each branch of service, so the numbers used here are for reference only and not inflexible.

 

Command Group

Size of Command

Command Rank

Armies

varies

Field Marshal / General of the Army

Army Group

400,000 – 1,500,000

Colonel General / General

Army

240,000

General / Lieutenant General

Corps

60,000

Lieutenant General

Division

10,000 – 20,000

Major General / Brigadier General

Brigade

1,500 – 3,500

Brigadier General / Brigadier

Regiment

1,500 – 3,000

Colonel

Battalion

500 – 1,500

Major / Lieutenant Colonel

Company

175 – 225

Captain / Major

Platoon

42 – 55

Lieutenant

Squad

13

Sargeant

 

 

 

Comparison of High Ranks among the different nations in World War Two

 

For the sake of space limitations, I will only provide a rank comparison of a few of the “major” powers involved in the war, of which this site is largely focused on.  Most other nations that are not included here have a similar rank structure, with a few variances, but for the purposes of a general study this should provide a fairly good guideline.  Note: The Japanese did not have any ranks above General or Admiral, as ultimate authority came from two councils subordinate to the Emperor, as well as an Imperial Headquarters which was made up from Chiefs of Staff and Ministers.

 

 

Army Rank Structure of General Officers

 

Germany

Great Britain

United States

Soviet Union

Japan

Reichsmarschall

 

 

 

 

Generalfeldmarschall

Field Marshal

General of the Army

Marshal of the Soviet Union

 

Generaloberst

General

General

General of the Army

 

General der Inf., etc.

Lieutenant General

Lieutenant General

Colonel General

General

Generalleutnant

Major General

Major General

Lieutenant General

Lieutenant General

Generalmajor

Brigadier

Brigadier General

Major General

Major General

 

 

 

Air Force Rank Structure for General Officers

 

Germany

Great Britain

United States*

Soviet Union

Japan**

Reichsmarschall

 

 

 

 

Generalfeldmarschall

Marshal of the RAF

General of the Army

Marshal of the Air Force

 

Generaloberst

Air Chief Marshal

General

General of the Army

 

General der Flieger., etc.

Air Marshal

Lieutenant General

Colonel General

General

Generalleutnant

Air Vice Marshal

Major General

Lieutenant General

Lieutenant General

Generalmajor

Air Commodore

Brigadier General

Major General

Major General

 

* During World War Two the U.S. did not have a stand alone air force and was instead attached to the army as an Army Air Force, subordinate to the Army command.

 

** Japan had no independent Air Force, with the Army and Navy each having their own subordinate air service, controlled by the Emperor.

 

 

 

Naval Rank structure for Admirals

 

Germany

Great Britain

United States

Soviet Union

Japan

Reichsmarschall

 

 

 

 

Grossadmiral

Admiral of the Fleet

Fleet Admiral

Admiral of the Fleet of the Soviet Union

 

General Admiral

Admiral

Admiral

Admiral of the Fleet

 

Admiral

Vice Admiral

Vice Admiral

Admiral

Admiral

Vize Admiral

Rear Admiral

Rear Admiral

Vice Admiral

Vice Admiral

Konter Admiral

Commodore

Commodore

Rear Admiral

Rear Admiral